§ 314.4(a) — Qualified Individual Designated§ 314.4(b) — Annual Risk Assessment Required§ 314.4(c)(1) — Access Controls Implemented§ 314.4(c)(2) — Data Inventory Maintained§ 314.4(c)(3) — Encryption of Customer Data§ 314.4(c)(5) — Multi-Factor Authentication Enforced§ 314.4(e) — Employee Security Awareness Training§ 314.4(f) — Vendor & Service Provider Oversight§ 314.4(h) — Incident Response Plan Active§ 314.4(i) — Annual WISP Review & Board Report§ 314.4(a) — Qualified Individual Designated§ 314.4(b) — Annual Risk Assessment Required§ 314.4(c)(1) — Access Controls Implemented§ 314.4(c)(2) — Data Inventory Maintained§ 314.4(c)(3) — Encryption of Customer Data§ 314.4(c)(5) — Multi-Factor Authentication Enforced§ 314.4(e) — Employee Security Awareness Training§ 314.4(f) — Vendor & Service Provider Oversight§ 314.4(h) — Incident Response Plan Active§ 314.4(i) — Annual WISP Review & Board Report
FTC COMPLIANCE OPERATING SYSTEM

The FTC Compliance Operating System for Independent Auto Dealerships.

Assess. Document. Monitor. Prove. Maintain.

Everything your dealership needs to comply with the FTC Safeguards Rule — without hiring consultants, MSPs, or a dedicated compliance team.

GET STARTED — VIEW PRICINGSEE HOW IT WORKS
16 CFR § 314
FTC Safeguards Rule
8 Controls
Auto-tracked deadlines
1-Click
WISP generation
100%
Audit-ready documentation

⚠️   The FTC Safeguards Rule is already in effect. Non-compliant dealerships face fines up to $50,757 per violation per day.   Get compliant today →

EVERYTHING YOU NEED

Built for Dealerships. Powered by AI.

🛡️
Risk Assessment Engine
🛡️ Risk Assessment Engine
15 plain-language questions generate your FTC compliance score and identify gaps instantly. Know exactly where youstand — no guesswork.
📄
AI WISP Generator
📄 AI WISP Generator
Your Written Information Security Program is created automatically and updated as your business changes. One click. Done.
📊
Security Dashboard
📊 Security Dashboard
See your compliance score, open gaps, and upcoming deadlines at a glance. Know exactly where your dealership stands.
📅
Compliance Calendar
📅 Compliance Calendar
Never miss a deadline. All 8 FTC annual requirements tracked with countdown timers and alerts so nothing slips through the cracks.
🏢
Vendor Management
🏢 Vendor Management
Track every third-party service provider with access to customer data — contracts, assessments, oversight — as required by § 314.4(f).
⚠️
Vendor Risk Management
⚠️ Vendor Risk Management
Assess and monitor the risk level of every third-party service provider with access to customer data, as required under § 314.4(f).
🎓
Employee Training Tracker
🎓 Employee Training Tracker
Document staff security awareness training and generate certificates automatically. Proof of compliance, ready when you need it.
💻
Asset Inventory
💻 Asset Inventory
Track every device and system that touches customer data, so you always know where sensitive information lives across your dealership.
🖥️
Unlimited Assets
🖥️ Unlimited Assets
Inventory every device, system, and workstation touching customer data, with no limit on how many you can track.
🗂️
Audit Documentation
🗂️ Audit Documentation
Every policy, assessment, and training record organized and mapped to 16 CFR Part 314, ready to hand to an examiner.
📚
Unlimited Documentation
📚 Unlimited Documentation
Store as many policies, assessments, and compliance records as your dealership needs — no artificial caps to work around.
📊
QI Annual Report
📊 QI Annual Report
One-click board-ready executive summary for your Qualified Individual to present to leadership. Professional. Audit-ready. Fast.
🔒
Evidence Vault
🔒 Evidence Vault
Encrypted document storage that maps every file to specific FTC controls. If an auditor ever comes knocking, you're ready.
📈
Compliance Score History
📈 Compliance Score History
Watch your compliance score improve over time with a visual history of every assessment your dealership has completed.
🔍
Compliance Drift Detection
🔍 Compliance Drift Detection
Get alerted the moment your dealership's compliance posture slips, before a small gap becomes a real problem.
🚨
Incident Response Center
🚨 Incident Response Center
A ready-to-use breach response plan and workflow, so your dealership knows exactly what to do if something goes wrong.
✨ NEW
🤖
AI Compliance Assistant
🤖 AI Compliance Assistant
Ask questions about your FTC Safeguards obligations in plain language and get guidance tailored to your dealership, instantly.
🗓️
Compliance Timeline
🗓️ Compliance Timeline
See every stage of your compliance program at a glance — risk assessment, training, vendor reviews, and audits.
Trust Center
Trust Center
Share your live compliance status with prospects and partners. Show the world you take this seriously — and close deals faster.
SIMPLE BY DESIGN

Compliant in 4 Steps

01
STEP 01
Complete Your Risk Assessment
Answer 15 plain-language questions about your dealership's current security practices.
02
STEP 02
Generate Your WISP
AI instantly creates your Written Information Security Program tailored to your dealership.
03
STEP 03
Upload Evidence & Train Staff
Store compliance documents and document employee security training in one place.
04
STEP 04
Stay Compliant Year-Round
The Compliance Calendar tracks every annual deadline and alerts you before anything lapses.
TRANSPARENT PRICING

Choose Your Plan

STERLING SAFEGUARD STARTER
$249/month
$2,388/year — save $600

Perfect for single-location independent dealerships getting compliant for the first time.

Risk Assessment Engine
AI WISP Generator
Evidence Vault (up to 50 docs)
Compliance Calendar
Trust Center
Email support
GET STARTED TODAY
MOST POPULAR
STERLING SAFEGUARD GROWTH
$599/month per rooftop
$5,748/year — save $1,440

For growing dealerships that need full compliance coverage including staff training.

Everything in Starter
Employee Training Tracker (25 users)
Vendor Management
QI Annual Report Engine
Priority support
Audit export package
GET STARTED TODAY
STERLING SAFEGUARD PRO
$1,499/month
$14,388/year — save $3,600

For dealer groups and multi-rooftop operations requiring enterprise compliance management.

Everything in Growth
Multi-location support (separate account per rooftop)
Dedicated compliance advisor
Custom WISP templates
White-glove onboarding
SLA-backed uptime guarantee
CONTACT SALES
✅ FTC Safeguards Rule Compliant
🔒 SOC 2-Grade Encryption
📋 Audit-Ready Documentation
🏛️ Built in Charlotte, NC
⚡ Setup in Under 30 Minutes
FOUNDING VERIFIED DEALERS

Real Dealerships. Real Compliance.

These independent dealerships have completed the FTC Safeguards Rule compliance process through Sterling Safeguard and earned the Verified designation.

BROWSE THE DIRECTORY
EXISTING CUSTOMERS

Sign In to Your Dashboard

Forgot your password?
New customer? Create an account →
GOT QUESTIONS?

Frequently Asked Questions

Trusted by dealerships building stronger FTC compliance programs.

Why Dealerships Choose Sterling Safeguard

Built exclusively for independent auto dealerships
Purpose-built for the FTC Safeguards Rule
No IT department required
AI-powered WISP Generator
FTC Audit Readiness Score™
Incident Response Center
Cyber Insurance Readiness Report
NPI Data Flow Diagram
Compliance Drift Detection
Sterling Safeguard Verified™
CISA-certified Qualified Individual support

Still Have Questions?

Our compliance team is here to help. Contact us to discuss your dealership's FTC compliance needs.

CONTACT US
FREE RESOURCE

Don't Let a Regulation Catch You Off Guard.

Download the free FTC Safeguards Rule Readiness Checklist — the 9 things every independent dealer needs in place before an FTC audit. Takes 10 minutes to complete. Could save you $50,000.

No spam. Just practical compliance updates for independent dealers.

© 2026 Sterling Safeguard LLC · Charlotte, NC · sterlingsafeguard.com
BlogDirectoryPartnersPrivacy PolicyTerms of ServiceContact